-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VdxEVPGhs7K+wl+JBUFFRArCGHVWl6xBTojQ9KUjr/dq/KHcHrJ1sZ9QOZ9jm9Dq FTontZbmcW0oRIvbUGMWtA== 0000897101-98-000960.txt : 19981006 0000897101-98-000960.hdr.sgml : 19981006 ACCESSION NUMBER: 0000897101-98-000960 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981005 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORPHAN MEDICAL INC CENTRAL INDEX KEY: 0000929548 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 411784594 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-45345 FILM NUMBER: 98720723 BUSINESS ADDRESS: STREET 1: 13911 RIDGEDALE DR STE 475 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6125411868 MAIL ADDRESS: STREET 1: 13911 RIGEDALE DR STREET 2: STE 475 CITY: MINNETONKA STATE: MN ZIP: 55305 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BULLION JOHN HOWELL CENTRAL INDEX KEY: 0001071195 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 13911 RIDGEDALE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55305 MAIL ADDRESS: STREET 1: 13911 RIDGEDALE DRIVE CITY: MINNETONKA STATE: MN ZIP: 55305 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* Orphan Medical, Inc. -------------------------------------- (Name of Issuer) Common -------------------------------------- (Title of Class of Securities) 687303-10-7 ------------------------------------- (CUSIP Number) September 29, 1998 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following page(s)) Page 2 of 5 pages SCHEDULE 13G ------------ CUSIP NO. 687303-10-7 --------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) John Howell Bullion 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [___] (b) [___] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION 5. SOLE VOTING POWER 432,312*. NUMBER OF ------- SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 . OWNED BY ---- EACH REPORTING 7. SOLE DISPOSITIVE POWER 432,312*. PERSON ------- WITH 8. SHARED DISPOSITIVE POWER 0 . ---- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 432,312 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [___] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.5% 12. TYPE OF REPORTING PERSON* IN * Includes 8,400 shares held in trust for the benefit of the Reporting Person's minor children and 350,000 exercisable options. Page 3 of 5 pages ITEM 1(a). Name of Issuer -------------- Orphan Medical, Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices ----------------------------------------------- 13911 Ridgedale Drive Minnetonka, MN 55305 ITEM 2(a). Names of Persons Filing --------------------- John Howell Bullion ITEM 2(b). Address of principal business office ------------------------------------ 13911 Ridgedale Drive Minnetonka, MN 55305 ITEM 2(c). Citizenship ----------- U.S. citizen ITEM 2(d). Title of Class of Securities ---------------------------- Common Stock ITEM 2(e). CUSIP Number ------------ 687303-10-7 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13(d)- 2(b), check whether the person filing it is a: -------------- (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 780); (b) [ ] Bank as defined in section 3(a)(6) of the Act; (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] An Investment company registered under section 8 of the Investment Advisers Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An Investment adviser in accordance with ss.240.13d- 1(b)(1)(ii)(E); Page 4 of 5 pages (f) [ ] An employee benefit plan, or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person, in accordance with ss. 240.13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c) (14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). ITEM 4. Ownership --------- (a) Amount beneficially owned 432,312 * (b) Percent of class 6.5% . (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 432,312*. (ii) shared power to vote or to direct the vote 0. (iii) sole power to dispose or to direct the disposition of 432,312*. (iv) shared power to dispose or to direct the disposition of 0. ITEM 5. Ownership of Five Percent or Less of a Class -------------------------------------------- N/A ITEM 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- N/A ITEM 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company ------------------------------------------------------------- N/A ITEM 8. Identification and Classification of Members of the Group --------------------------------------------------------- * Includes 8,400 shares held in trust for the benefit of the Reporting Person's minor children and 350,000 exercisable options. Page 5 of 5 pages ITEM 9. Notice of Dissolution of Group ------------------------------ N/A ITEM 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 5, 1998 /S/ John Howell Bullion ---------------------------------- John Howell Bullion -----END PRIVACY-ENHANCED MESSAGE-----